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Enjoy the current installment of “Weekend Reading For Financial Planners” – this week’s edition kicks off with the news that amidst a rare change in leadership at Charles Schwab, the outgoing and incoming CEOs hinted at relatively minor changes during remarks for advisors at its annual IMPACT conference this week, including an increased focus on […]
Yesterday I got a jump on my holiday shopping. There’s a wonderful outdoor mall about 45 minutes from my house, I grab a latte and go store to store gathering gifts for my family and friends. It’s a ritual I do once a year instead of purchasing everything online, and it gets me in the […]
Enjoy the current installment of “Weekend Reading For Financial Planners” – this week’s edition kicks off with the news that the latest Fidelity RIA Benchmarking Study shows that while RIAs saw gains in AUM and revenue last year, their operating margins tightened, suggesting that rising expenses are cutting into firm profits. The study also looked […]
Thank you so much for your comments on the most recent life change I wrote about, I am grateful to all of you for your encouragement. How nice it is to know I have so many friends out there that have been visiting for so long. I’ve assembled table linens and dinnerware so I’m ready […]
Enjoy the current installment of “Weekend Reading For Financial Planners” – this week’s edition kicks off with the news that amidst the impending return of Donald Trump to the White House, observers expect a lighter-touch regulatory environment for RIAs (and the financial services industry as a whole), with many regulations proposed (but not yet implemented) […]
November greetings friends. Daylight savings is upon us. I have mixed feelings about it every year, while I like the light streaming through the windows a little earlier in the day, the five o’clock darkness is gloomy. However I’ve decided to shift my mindset about it, after all, it’s not something I can change. Therefore […]
Enjoy the current installment of “Weekend Reading For Financial Planners” – this week’s edition kicks off with the news that SIFMA, which represents broker-dealers, investment banks, and asset managers, released a white paper that argues that CFP Board “increasingly functions as a de facto private regulator for CFP certificants” and proposes that CFP Board eliminate […]
Enjoy the current installment of “Weekend Reading For Financial Planners” – this week’s edition kicks off with the news that a recent study by Cerulli Associates and Osaic found that at a time when consumers are increasingly seeking comprehensive planning relationships with their financial advisors, many advisors appear to be overestimating the comprehensiveness of the […]
It was the loveliest week, I cut my hair shorter, wore fall boots and sweaters, and enjoyed many moments in the soft sunshine. The trees all around are in full transition, showing off their red, orange, and yellow leaves so I spend as much time outdoors as possible. Yesterday we went to a birthday party […]
Enjoy the current installment of “Weekend Reading For Financial Planners” – this week’s edition kicks off with the news that Charles Schwab has revealed changes to its technology offerings in the wake of its merger with TD Ameritrade, bringing over several popular TD tools, including portfolio rebalancing tool iRebal, its Model Market Center model management […]