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By Douglas Gillison WASHINGTON (Reuters) – U.S. Securities and Exchange Commission Chair Gary Gensler will step down on Jan. 20 when President-elect Donald Trump’s administration takes over, the agency said on Thursday, ending an ambitious tenure that saw him clash with Wall Street and the crypto industry. “I thank President Biden for entrusting me with […]
Investment advisers are fiduciaries that owe a duty of care and loyalty to their clients. One component of this duty of care is an obligation to seek best execution of client securities transactions. While this requirement might sound relatively straightforward, the lack of a single definition for what this duty actually requires can make it […]
On September 27, 2024, the Securities and Exchange Commission of Thailand (SEC) issued a circular clarifying reporting obligations in relation to listed company securities held by the company’s directors, executives, auditors, or persons related to them (“Key Persons”). The circular aimed to address growing concerns over transparency in shareholding, particularly when shares are used as […]
Ya sin los proyectos clave de la anterior administración federal, como el Tren Maya y Chapultepec: Naturaleza y Cultura, el sector cultural sufrirá un recorte de alrededor de 28 por ciento –es decir, poco más de una cuarta parte– en 2025 respecto de 2024, en caso de aprobarse el proyecto de Presupuesto de Egresos de […]
The US Securities and Exchange Commission wants to “unilaterally wrest regulatory authority away from the States” when it comes to crypto, according to a lawsuit from 18 states. These states want to halt the SEC’s enforcement actions, so they can manage crypto regulation instead. Also named as a plaintiff on the suit is the DeFi […]
The Central Bank of Nigeria, CBN, has told the Nigerian Senate not to create confusion or friction for it and the Securities and Exchange Commission, SEC. The statement was handed to the upper legislative chamber during a one-day public hearing organised by the Senate Committee on Capital Market on Thursday in Abuja in moves […]
No. 12 Georgia will be without one of its top offensive weapons for Saturday’s showdown with No. 7 Tennessee. Running back Trevor Etienne was listed as out with a rib injury on the SEC’s injury report after being listed as questionable throughout the week. Etienne, who transferred to Georgia after two seasons at Florida, is […]
The fines in the Southeastern Conference keep racking up, with the SEC handing down fines to two more schools this week. The conference announced Monday that Ole Miss and LSU have been heavily fined as a result of fan conduct from this past weekend. Ole Miss has been fined $350,000 after fans stormed the a […]
On September 18, 2024, Thailand’s Securities and Exchange Commission (SEC) issued comprehensive guidelines to make it easier for foreign business operators to provide investment services in Thailand. These guidelines are designed to support Thailand’s goal of becoming a global financial hub and align with government efforts to enhance the ease of doing business. The guidelines […]
Texas A&M coach Mike Elko didn’t mince words after his team beat LSU on Saturday night to claim the top spot in the SEC. The No. 14 Aggies beat the No. 8 Tigers 38-23 after a second-half quarterback change sparked A&M. After Conner Weigman was replaced by Marcel Reed, Texas A&M scored touchdowns on four […]