Investment advisers are fiduciaries that owe a duty of care and loyalty to their clients. One component of this duty of care is an obligation to seek best execution of client securities transactions. While this requirement might sound relatively straightforward, the lack of a single definition for what this duty actually requires can make it […]
× Please contact your Firm’s Group Admin IAR CE is only available if your organization contracts with Kitces.com for the credit. Please contact your firm’s group administrator to enable this feature. If you do not know who your group administrator is you may contact [email protected] Source link